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Sino-US Climate Discord and Cooperation under the UNFCCC: A comparison of COP 15 and COP 21

机译:UNFCCC下的中美气候协调与合作:COp 15与COp 21的比较

摘要

Climate change has long been a much-discussed issue that effects all countries in the world, with some affected more than other, making areas impossible to habituate either through droughts, floods or rising temperatures. The world has realized the need for actions and established the United Nations Framework Convention to Climate Change in 1992 and adopted the Kyoto Protocol in 1997 with the first commitment period from 2008-2012 and a second period established later, set to cover 2012-2020. However, the Kyoto Protocol only covers the producers of 60 per cent of the greenhouse gasses (GHG) emission since only the developed countries are legally bound to emission reduction targets, with the exception of the US and Canada who did not ratify the Protocol. The two biggest emitters of GHG, China and the US, are thus not legally bound to reduce their emissions. The negotiations of a new treaty to replace the Kyoto Protocol were set to provide a new treaty at the Conference in Copenhagen 2009, however, the parties failed to reach an agreement. The parties to the Convention would not be able to reach an agreement until the Paris Conference last year. This paper, therefore, seeks to explain: Why did the international climate change negotiations under the United Nations Framework Convention on Climate Change (UNFCCC) fail to reach a climate change agreement in the Cop 15 held in Copenhagen in 2009 but succeed in reaching an agreement at the COP 21 held in Paris in 2015? However, In order to make significant strides towards mitigating climate change, an agreement would have to include China and the US, thus posing the additional question of what role did the United States and China play in the international climate change negotiations?The paper applies the theories of neo-realism and neo-liberalism to provide an explanation for the discord and cooperation in the climate change negotiations. Neo-realism provides a systemic theory of a political structure governed by a principle of self-help that in the area of managing global issues has caused a persistence concern over relative gains rather than absolute gains. As Kenneth Waltz sees it, the climate change negotiations have fallen victim of "the tyranny of small decision" making it hard for countries to take the "large decision" to significantly reduce GHG emissions. Neo-liberal institutionalism, on the other hand, explains the institutions ability to make cooperation possible in a system of self-help. The institutions provide possibilities to reduce distrust and uncertainty of quality by establishing a greater flow of information and transparency among parties to the agreement. The institutions seek to monitor compliances with the commitments and provide agreements with a credibility that may otherwise be hard to obtain in a system of self-help. The Copenhagen Conference was full of distrust between the parties and managed only to provide small compromises in the Copenhagen Accord on primarily the issues of mitigation, transparency and financing with the establishment of MRV and two pledges of financial support to the developing countries by the developed countries. China, during the negotiations, to a hard and obstructive stance unwilling to compromise on the differentiation of responsibilities set out in the Kyoto Protocol. Meanwhile, the US had little to offer in return, yet managed to provide a pledge of additional funding contingent on mitigation actions and MRV of the developing countries. The Paris conference, on the other hand, were able to establish an agreement that institutionalized a bottom-up approach of national pledges of mitigation targets along with a top-down review system that would work to secure more ambitious goals in order to reach the goal of the Convention to stay below a 2 degree Celsius increase in the global temperature. The Conference furthermore established a compromise on differentiation reached by China and the US in 2014. In Paris, the US was still seeking to expand responsibilities to the emerging economies such as China, India and Brazil, now in the area of financial funding. While China had shown a willingness to take on more responsibility, yet its alliances G-77/China and BASIC were still seeking to maintain the old differentiation of the Kyoto Protocol. The failure of the Copenhagen Conference can be explained through the theory of neo-realism where the relative gains of discord were higher than cooperation since both China and the US stood to gain little from agreeing to legally binding commitments. On the other hand, the success of the Conference in Paris can be accredited to the implementation of a more comprehensive transparency framework that will monitor and secures the compliance of all parties with their commitments, thus providing the agreement with a higher credibility. The US has in the climate change negotiations continued to take a weak position as it is constrained by its need for treaty approval by the Congress or Senate. Meanwhile, China has been able to develop greater capabilities and a stronger position in the climate negotiations, where it is able to exert greater influence on the negotiations with its interests being aligned with the overall goal of mitigating climate change.
机译:长期以来,气候变化一直是一个备受关注的问题,它影响世界上所有国家,其中一些受影响最大,而其他地区则因干旱,洪水或气温升高而无法居住。世界认识到需要采取行动,并于1992年制定了《联合国气候变化框架公约》,并于1997年通过了《京都议定书》,其第一个承诺期为2008-2012年,第二个承诺期为2012-2020年。但是,《京都议定书》仅涵盖温室气体排放量的60%的生产者,因为只有发达国家在法律上遵守减排目标,但美国和加拿大未批准该议定书。因此,在法律上没有限制温室气体的两个最大排放国,即中国和美国。旨在取代《京都议定书》的新条约的谈判旨在在2009年哥本哈根会议上提供新条约,但是,双方未能达成协议。直到去年的巴黎会议,《公约》的缔约方才能达成协议。因此,本文试图解释:为什么根据《联合国气候变化框架公约》(UNFCCC)进行的国际气候变化谈判未能在2009年于哥本哈根举行的第15届缔约方会议上达成气候变化协议,但却成功达成协议在2015年在巴黎举行的COP 21上?但是,为了在缓解气候变化方面取得重大进展,必须将中国和美国纳入协议,从而提出了另一个问题,那就是美国和中国在国际气候变化谈判中发挥了什么作用?新现实主义和新自由主义的理论为气候变化谈判中的不和谐与合作提供了解释。新现实主义提供了一种以自助原则为指导的政治结构的系统理论,该原则在管理全球问题方面引起了对相对收益而不是绝对收益的持续关注。正如肯尼思·沃尔茨(Kenneth Waltz)所看到的那样,气候变化谈判已成为“小决定暴政”的受害者,这使得各国很难做出“大决定”来大幅减少温室气体排放。另一方面,新自由主义制度主义解释了制度在自助系统中使合作成为可能的能力。这些机构通过在协议各方之间建立更多的信息流和透明度,提供了减少不信任和质量不确定性的可能性。这些机构寻求监督承诺的遵守情况,并提供具有信誉的协议,而这些信誉在自助系统中可能很难获得。哥本哈根会议充满了各方之间的不信任,并且仅通过建立MRV以及在发达国家对发展中国家的两笔资金支持中,主要在缓解,透明和融资问题上在哥本哈根协议中做出了小小的妥协。 。在谈判过程中,中国采取了坚决和阻挠的态度,不愿就《京都议定书》所规定的责任区分作出妥协。同时,美国几乎没有提供任何回报,但仍保证提供额外的资金,具体取决于发展中国家的缓解行动和MRV。另一方面,巴黎会议能够达成一项协议,将国家减排目标的自下而上的方法制度化,并采用自上而下的审查制度,以确保实现更大的目标,从而实现目标公约规定,全球温度应保持在摄氏2度以下。会议进一步就中美在2014年达成的差异达成了妥协。在巴黎,美国仍在寻求将责任范围扩大到现在在金融资金领域的新兴经济体,例如中国,印度和巴西。尽管中国表示愿意承担更多责任,但其G-77 / China和BASIC联盟仍在寻求维持《京都议定书》的旧差异。哥本哈根会议的失败可以通过新现实主义理论来解释,在这种理论中,不和谐的相对收益高于合作,因为中美两国都同意同意具有法律约束力的承诺,因此获益不多。另一方面,可以证明巴黎会议的成功执行了一个更全面的透明度框架,该框架将监测并确保所有缔约方遵守其承诺。,从而为该协议提供更高的信誉。美国在气候变化谈判中继续处于弱势地位,因为它受到国会或参议院批准条约的限制。同时,中国能够在气候谈判中发展更大的能力和更强大的地位,在中国的利益与缓解气候变化的总体目标相一致的情况下,能够在谈判中发挥更大的影响。

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    Pedersen Tina;

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