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Inspection Report on the Soft Dollar Practices of Broker-Dealers, Investment211 Advisers and Mutual Funds

机译：经纪人，投资211顾问和共同基金的软美元实践检验报告

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;Table of Contents: Executive Summary; Background; Examination Sweep: Objectives,211u001eMethodology and Universe; Broker-Dealer Examination Findings; Investment Adviser 211u001eExamination Findings; Third-Party Research.

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年度 1998
页码 1-68
总页数 68
原文格式 PDF
正文语种 eng
中图分类工业技术;
关键词
Investments; Brokerage industry; Financial management; Examination; Research;

机译：投资;经纪业;财务管理;考试;研究;
入库时间 2022-08-29 11:05:49

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Inspection Report on the Soft Dollar Practices of Broker-Dealers, Investment211 Advisers and Mutual Funds

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