Like it or not, NASD limits trail commissions

DANIEL P. COLLINS

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Like it or not, NASD limits trail commissions

机译：不管喜欢与否，NASD限制了追踪佣金

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Public commodity pools have suffered by having to meet the demands of numerous regulators. The industry has sought reforms that would make commodity pools more viable, but now the NASD has limited what commodity pools can pay broker dealers. Will this be good for end-users or simply limit the number of pools available to them?

机译：由于必须满足众多监管机构的要求，公共商品池遭受了损失。该行业一直在寻求使商品池更可行的改革，但是现在NASD限制了商品池可以付给经纪人的费用。这对最终用户有好处还是只是限制了可供他们使用的池数？

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《Futures 》 |2005年第3期| p.70-73| 共4页
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DANIEL P. COLLINS;
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中图分类财政、金融 ;
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Like it or not, NASD limits trail commissions

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