CFTC/SEC harmonization

摘要

While all the key futures and securities industry regulatory figures have maintained that they don't want to kill the emerging managed futures mutual fund space, the fact remains that without rule harmonization many of these products face an unsure future. But work to harmonize rules between the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) that is needed to remove conflicts in the regulatory schemes is near-ing completion, according to CFTC Chairman Gary Gensler.